Essa Pharma
SEC Filings

NASDAQEPIX
FormDescriptionDateFormat
EFFECTNotice from the SEC of registration effectivenessDec 23, 2015Open Notice from the SEC of registration effectiveness in HTML.Open Notice from the SEC of registration effectiveness in DOC file.Open Notice from the SEC of registration effectiveness in PDF file.
F-10/AAmendment to a previously filed F-10Dec 22, 2015Open Amendment to a previously filed F-10 in HTML.Open Amendment to a previously filed F-10 in DOC file.Open Amendment to a previously filed F-10 in PDF file.Open Amendment to a previously filed F-10 in XLS file.
F-10Registration statement for securities of certain Canadian issuers under the Securities Act of 1933Dec 15, 2015Open Registration statement for securities of certain Canadian issuers under the Securities Act of 1933 in HTML.Open Registration statement for securities of certain Canadian issuers under the Securities Act of 1933 in DOC file.Open Registration statement for securities of certain Canadian issuers under the Securities Act of 1933 in PDF file.Open Registration statement for securities of certain Canadian issuers under the Securities Act of 1933 in XLS file.
F-XAppointment of agent for service of process and undertakingDec 15, 2015Open Appointment of agent for service of process and undertaking in HTML.Open Appointment of agent for service of process and undertaking in DOC file.Open Appointment of agent for service of process and undertaking in PDF file.Open Appointment of agent for service of process and undertaking in XLS file.
SC 13GSchedule filed to report acquisition of beneficial ownership of 5% or more of a class of equity securities by passive investors and certain institutionsJul 20, 2015Open Schedule filed to report acquisition of beneficial ownership of 5% or more of a class of equity securities by passive investors and certain institutions in HTML.Open Schedule filed to report acquisition of beneficial ownership of 5% or more of a class of equity securities by passive investors and certain institutions in DOC file.Open Schedule filed to report acquisition of beneficial ownership of 5% or more of a class of equity securities by passive investors and certain institutions in PDF file.Open Schedule filed to report acquisition of beneficial ownership of 5% or more of a class of equity securities by passive investors and certain institutions in XLS file.
UPLOADCorrespondence from the SEC to the FilerJul 2, 2015Open Correspondence from the SEC to the Filer in DOC file.Open Correspondence from the SEC to the Filer in PDF file.
CT ORDERConfidential treatment orderJul 2, 2015Open Confidential treatment order in HTML.Open Confidential treatment order in DOC file.Open Confidential treatment order in PDF file.
CERTNASWhen a company wishes to "uplist" from pinksheets to NASDAQ it must first file S-1 and S-1a until final approval. Once final approval is obtained the SEC files a CERTNASJul 1, 2015Open When a company wishes to "uplist" from pinksheets to NASDAQ it must first file S-1 and S-1a until final approval. Once final approval is obtained the SEC files a CERTNAS in HTML.Open When a company wishes to "uplist" from pinksheets to NASDAQ it must first file S-1 and S-1a until final approval. Once final approval is obtained the SEC files a CERTNAS in DOC file.Open When a company wishes to "uplist" from pinksheets to NASDAQ it must first file S-1 and S-1a until final approval. Once final approval is obtained the SEC files a CERTNAS in PDF file.
CORRESPCorrespondence from the Filer to the SECJul 1, 2015Open Correspondence from the Filer to the SEC in HTML.Open Correspondence from the Filer to the SEC in DOC file.Open Correspondence from the Filer to the SEC in PDF file.Open Correspondence from the Filer to the SEC in XLS file.
CORRESPCorrespondence from the Filer to the SECJun 10, 2015Open Correspondence from the Filer to the SEC in HTML.Open Correspondence from the Filer to the SEC in DOC file.Open Correspondence from the Filer to the SEC in PDF file.Open Correspondence from the Filer to the SEC in XLS file.
UPLOADCorrespondence from the SEC to the FilerJun 9, 2015Open Correspondence from the SEC to the Filer in DOC file.Open Correspondence from the SEC to the Filer in PDF file.
CORRESPCorrespondence from the Filer to the SECMay 28, 2015Open Correspondence from the Filer to the SEC in HTML.Open Correspondence from the Filer to the SEC in DOC file.Open Correspondence from the Filer to the SEC in PDF file.Open Correspondence from the Filer to the SEC in XLS file.
UPLOADCorrespondence from the SEC to the FilerMay 22, 2015Open Correspondence from the SEC to the Filer in DOC file.Open Correspondence from the SEC to the Filer in PDF file.
DRS/ADRS/AMay 8, 2015Open DRS/A in HTML.Open DRS/A in DOC file.Open DRS/A in PDF file.Open DRS/A in XLS file.
DRSLTRDRSLTRMay 8, 2015Open DRSLTR in HTML.Open DRSLTR in DOC file.Open DRSLTR in PDF file.Open DRSLTR in XLS file.
UPLOADCorrespondence from the SEC to the FilerApr 27, 2015Open Correspondence from the SEC to the Filer in DOC file.Open Correspondence from the SEC to the Filer in PDF file.
DRS/ADRS/AApr 7, 2015Open DRS/A in HTML.Open DRS/A in DOC file.Open DRS/A in PDF file.Open DRS/A in XLS file.
DRSLTRDRSLTRApr 7, 2015Open DRSLTR in HTML.Open DRSLTR in DOC file.Open DRSLTR in PDF file.Open DRSLTR in XLS file.
UPLOADCorrespondence from the SEC to the FilerMar 25, 2015Open Correspondence from the SEC to the Filer in DOC file.Open Correspondence from the SEC to the Filer in PDF file.
DRSDRSFeb 24, 2015Open DRS in HTML.Open DRS in DOC file.Open DRS in PDF file.Open DRS in XLS file.